DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Crownsville, MD 21032
410-923-8686
About EPE Wealth Advisors
No needs are more important than your own. We take pride in aligning our goals with yours, ensuring that we don't just work for you, but with you. We work with you to understand who you are as an individual, as an investor, and as a business owner.
Our mission is to help you define your financial objectives and collaboratively develop a plan tailored to your unique needs and preferences. We are committed to acting in your best interest and are proud to offer comprehensive financial planning resources, including access to education, advice, planning, and consultation, all designed to support your business's growth and success.
See Disclosures
General Information
Firm Start Year
1925
automated call
Yes
CRD#
2583423
Firm CRD#
6413
Insurance License#
61277
States Licensed in
CA, DE, FL, KY, MA, MD, MN, NC, NH, NJ, NY, PA, SC, TX, VA, WVA
Years of Experience in Financial Services
30
Number of Years with Current Firm
2
Work Experience
Tom began his career in 1995 at Legg Mason in Hunt Valley, Maryland. After nine years of successfully building his own business, he partnered with another advisor for five years to expand his client base and enhance service offerings. In 2005, Tom earned his CERTIFIED FINANCIAL ADVISOR™ designation.
In 2012, Tom joined Wells Fargo Advisors in Annapolis, Maryland, and later moved to Janney Montgomery Scott in 2017. By 2023, Tom transitioned to LPL Financial to establish his own business, EPE Wealth Advisors in Crownsville, Maryland.
Tom specializes in advising individual advisors and small business owners and is currently accepting new clients. His expertise includes financial planning, retirement income planning, investment management (including workplace retirement plans), life insurance, long-term care, disability insurance, college planning, and annuities. As a fiduciary, Tom manages client assets using a fee-based advisory platform.
Work with the following types of clients
Non-Profit Organizations, Businesses, Individual Investors
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Risk Management
Services
Investment Types
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Alternative Investments
Can meet clients in the following ways
Your Office, Email, Video Conference, Your Home, Our Office, Phone
Compliance
Registered Representative
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Securities Licenses
Series 7, Series 63, Series 65
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Disability
Firm Information
Advisor's Number of Clients
135
Advisor's Number of Managed Clients
135
Advisor's Number of Planning Clients
135
Assets Managed by Advisor
$105,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$500,000
Compensation Methods
Based on Assets, Commissions
Fee % Based on Assets
.75 - 1.25
Additional Details on Charges
My Advisory Fee Schedule based on Assets Under Management: Under $500,000 - 1.50% $500,000 - $1 million - 1.25% $1 million to $5 million - 1.00% $5 million to $10 million - 0.75% Over $10 million - Negotiable
Minimum Fee Charged for Managed Accounts
$3,750
Education
Bachelor of Science - Biology
Washington and Lee University
9/1988 -6/1992
Master of Business Administration - Finance
Loyola College in Maryland
1/1993 -12/1994
Disclosures
FinancialAdvisor.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialAdvisor.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialAdvisor.net cash compensation for these referrals, which creates the incentive for FinancialAdvisor.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures
https://www.lpl.com/content/dam/edam/format/disclosure/wiseradvisor-lpl-detailed-disclosures.pdf