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Geoffrey Burroughs

Harbor Investment Advisory

2330 W. Joppa Rd

Lutherville, MD 21093
(410) 6598905

Plan for tomorrow so you can live for today

About Harbor Investment Advisory

I take a client-first approach focused on helping my clients navigate through the complex and emotional financial decisions that surround their lives.
I concentrate on doing three things for my clients and ask one in return. I help them:
- Simplify their financial lives
- Generate the necessary returns and income to sustain the lifestyle they desire now and in retirement
- Build a legacy for the ones they love and the things they care about.
What I ask in return: should my clients have a question on anything financial, I expect to be the first phone call.

General Information

CRD#

5379858

Insurance License#

RPI146578

Name of Broker/Dealer

Harbor Investment Advisory

Name of Custodial Firm

Pershing LLC

States Licensed in

MD, CT, NY, FL, VA, AK, AZ, CA, DE, GA, KY, OH, NJ, PA,

Years of Experience in Financial Services

12

Number of Years with Current Firm

6

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Annuities, Mutual Funds, Options & Futures, Bonds, Stocks, Insurance, Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, At your home, At my office, Via phone

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Financial Planning Specialist, Certified Divorce Financial Analyst(CDFA)

Securities Licenses

Series 31, Series 7, Series 66

Insurance and Annuity Licenses

Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life, Health

Firm Information

Assets Managed by Firm

$5 Billion

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

250000

Compensation Methods

Based on Assets

Education

Bachelor of Business Administration - Finance

University of Loyola, Maryland
September 1997 - May 2014