Spencer Betts

Bickling Financial Services, Inc

35 Bedford Street
Suite 15

Lexington, MA 02420
(781) 8629792

To build and preserve wealth for our clients

About Bickling Financial Services, Inc

Bickling Financial Services, Inc., was founded in 1984 by Dorothy Bickling. At the inception of Bickling Financial Services Dorothy set the priorities of the firm:

- to provide advice with the best interest of the clients as the primary consideration

- to make sure that clients understand their investment options

- to provide sage, objective counsel supporting each client's financial decisions

Dorothy and her sons, Spencer Betts and Andrew Betts, have more than 50 years of combined experience. We are proud of our multi-generational heritage and plan on extending it into the future.

General Information

Firm Start Year

1986

No.of Employees

5-9

CRD#

4285560

Insurance License#

1771316

Name of Broker/Dealer

LPL Financial Services

Name of Custodial Firm

LPL Financial Services

States Licensed in

CA, CO, CT, FL, IL, LA, MA, ME, NC, NE, NH, NJ, NM, NY, OH, OK, PA, RI, SC, VA, VT, WA

Years of Experience in Financial Services

Number of Years with Current Firm

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Bonds, Annuities, Insurance, Stocks, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Video Conference, Via email, At my office, At your office, Via phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, AIF^®, CERTIFIED FINANCIAL PLANNER" Certificant

Securities Licenses

Series 6, Series 63, Series 24, Series 7

Insurance and Annuity Licenses

Disability, Life, Long Term Care, Variable Annuity, Variable Life, Annuity

Financial Organization Memberships

Paladin Registry

Non-Financial Organization Memberships

Rotary Club of Lexington

Firm Information

Firm's Number of Clients

450

Assets Managed by Firm

200,000

Assets Managed by Advisor

200,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Commissions

Fee % Based on Assets

Additional Details on Charges

Where ever possible when managing assets we are fee based. There are a few products that we use that are commissioned based. We are flat fee for our financial planning services.

Education

BS - Physics

Old Dominion
- 1997

Disclaimer

Securities offered through LPL Financial, Member FINRA/SIPC. Investment Advice offered through Bickling Financial Services, Inc., a registered investment advisor and separate entity from LPL Financial

All other trademarks and copyrights are the property of their respective holders.

This website provides information related to the subjects covered. Before making any financial or legal decisions, a professional should be consulted.

FinancialAdvisor.net is a nationwide system of investment advisors and planners. Our members belong to boutique RIA firms as well as big wall street brands. We are not a financial advisory firm and do not provide financial advice. Our advisor-match service is free to the consumers. However, advisors pay a fee to be a member of our network.

We pre-screen advisors for: - Experience (minimum FIVE years required) - Advisor Compensation (fee-based or fee-only) - Licensing and disclosures with SEC.

We guarantee that, based on fit and availability of advisors in your area, you will be matched with NO MORE than three advisors.