Josh Darwin

Regal Financial

669 South St

Needham, MA 02492

617-281-2721

About Regal Financial

Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.

See Disclosures

General Information

Firm Start Year

CRD#

2153443

Firm CRD#

125004

States Licensed in

All 50 States

Years of Experience in Financial Services

Number of Years with Current Firm

Work Experience

Smith Barney, Financial Consultant. Bank of America / Merrill Lynch - Managing Director, Bosotn MA 2001 - 2018

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs

Advisory Services Provided

Retirement Planning, Portfolio Management, 401K Rollovers, Financial Planning for Individuals, Education Funding and Planning, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Wealth Management, Money Management, Risk Management

Services

Investment Types

Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Your Home, Phone, Your Office, Our Office, Video Conference

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 63

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000.00

Education

Bachelor of Arts -

Tufts University
09/10/1987 - 05/10/1991

Disclosures

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