National Retirement Planning Experts

National Coverage
Local Professionals


Josh Darwin

Regal Financial

669 South St

Needham, MA 02492


About Regal Financial

Regal Investment Advisors focuses on the client relationship to understand your risk tolerance, time horizons, and objectives. We want to know your goals and dreams, and apply our expertise to help you achieve your desired outcome. Our goal is to help you become a better investor and create a financial plan that is right for you.

See Disclosures

General Information

Firm Start Year



Firm CRD#


States Licensed in

All 50 States

Years of Experience in Financial Services


Number of Years with Current Firm


Work Experience

Smith Barney, Financial Consultant. Bank of America / Merrill Lynch - Managing Director, Bosotn MA 2001 - 2018

Work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs

Advisory Services Provided

Retirement Planning, Portfolio Management, 401K Rollovers, Financial Planning for Individuals, Education Funding and Planning, Financial Planning, Investment Advice & Management, Financial Advice & Consulting, Wealth Management, Money Management, Risk Management


Investment Types

Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Bonds, Stocks, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Your Home, Phone, Your Office, Our Office, Video Conference


Registered Investment Advisor


Investment Advisor Representative


Acknowledged fiduciary


Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 63

Compensation and Fees

Fee Structure


Minimum Portfolio Size for New Managed Accounts



Bachelor of Arts -

Tufts University
09/10/1987 - 05/10/1991

Disclosures provides referrals to financial professionals. is not a current client of advisor or advisory services. Financial professionals pay cash compensation for these referrals, which creates the incentive for to make these referrals, resulting in a conflict of interest.

Additional Detailed Disclosures