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David Naert Managing Director - Investments

Oppenheimer & Company

1 N. Brentwood Blvd
Suite 600

Clayton, MO 63105
(314) 7462540

About Oppenheimer & Company

Oppenheimer & Co. Inc. ("Oppenheimer") is a leading investment bank and full-service investment firm that provides financial services and advice to high net worth investors, individuals, businesses and institutions. For over 125 years, we have provided investors with the necessary expertise and insight to meet the challenge of achieving their financial goals. Our commitment to our clients' investment needs, our experienced and dedicated professionals, and our proud tradition empower us to deliver effective and innovative solutions to our clients.

General Information

Firm Start Year

1921

No.of Employees

2000-4999

CRD#

1532335

Name of Broker/Dealer

Oppenheimer & Co.

States Licensed in

AL, AZ, CA, CO, CT, DE, FL, GA, HI, IA, IL, IN, KS, KY, LA, MI, MN, MO, MS, NC, NE, NJ, NY, OH, OK, OR, PA, SC, TN, TX, UT, VA, WA, WY

Years of Experience in Financial Services

33

Number of Years with Current Firm

28

Work Experience

Became a financial consultant right out of college in 1985 starting with PaineWebber. Moved to Oppenheimer in 1994.

I work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Services

Investment Types

Annuities, Insurance, Bonds, Stocks, Mutual Funds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Mortgages & Real Estate, FOREX & Currency, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Video Conference, Via phone, At your office, At your home, At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

76784

Securities Licenses

Series 7, Series 4, Series 6, Series 23, Series 63, Series 65

Insurance and Annuity Licenses

Variable Annuity, Annuity, Long Term Care, Life, Health, Disability, Variable Life

Firm Information

Firm's Number of Clients

200,000+

Assets Managed by Firm

$150,000,000

Advisor's Number of Clients

1000

Advisor's Number of Managed Clients

800

Advisor's Number of Planning Clients

950

Assets Managed by Advisor

$500,00,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500,000

Fee % Based on Assets

1.0

Education

Finance Degree - Finance

University of Missouri Columbia
6/1981 - 12/1985