Our team is distinctive in its focus and its depth. We work with an elite group of clients who encounter opportunities and complexities as a result of wealth. We have built our team to respond to the particular needs of clients, from large-scale issues like portfolio management, tax minimization, and estate planning strategies, to day-to-day issues like bill paying and account organization. We relish the opportunity to streamline clients financial lives so that they can focus on the family and business pursuits they find most rewarding.
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Firm Start Year
1921
CRD#
5887278
Firm CRD#
7691
Name of Broker/Dealer
Merrill Lynch
Years of Experience in Financial Services
10
Number of Years with Current Firm
2
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning
Investment Types
Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds, Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)
Can meet clients in the following ways
Email, Phone, Your Home, Your Office, Video Conference
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
Have a clean record
Criminal Disclosures in Last 5 years
Have a clean record
Certifications, Accreditations & Designations
CFP®, CPFA, CEPA®
Securities Licenses
Series 7, Series 66, Series 31
Insurance and Annuity Licenses
Life, Long Term Care, Variable Life
Assets Managed by Advisor
$420,000,000
Fee Structure
Fee-Based
Compensation Methods
Based on Assets, Flat Fee
Bachelor of Science - Finance - Finance
University of Missouri-St. Louis
01/01/2008 -06/01/2010
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Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1885734/financialadvisor-Merrill-Lynch-detailed-disclosure.html