Our team is distinctive in its focus and its depth. We work with an elite group of clients who encounter opportunities and complexities as a result of wealth. We have built our team to respond to the particular needs of clients, from large-scale issues like portfolio management, tax minimization, and estate planning strategies, to day-to-day issues like bill paying and account organization. We relish the opportunity to streamline clients financial lives so that they can focus on the family and business pursuits they find most rewarding.

Firm Start Year

1921

CRD#

5887278

Firm CRD#

7691

Name of Broker/Dealer

Merrill Lynch

Years of Experience in Financial Services

10

Number of Years with Current Firm

2

I work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, Financial Advice & Consulting, Wealth Management

Investment Types

Alternative Investments, Annuities, Mortgages & Real Estate, Commodities, Stocks, Bonds, Options & Futures, Exchange Traded Funds (ETFs), Mutual Funds, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Phone, At your home, Video Conference, Via Email

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFP^®, CEPA^®, CPFA

Securities Licenses

Series 66, Series 7, Series 31

Insurance and Annuity Licenses

Variable Life, Long Term Care, Life

Assets Managed by Advisor

$420,000,000

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Bachelor of Science - Finance - Finance

University of Missouri-St. Louis
01/01/2008 - 06/01/2010