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Travis Mudd

Merrill Lynch

1630 S. Lindbergh Blvd

location Saint Louis, MO 63131

call314-997-2931

About Merrill Lynch

Our team is distinctive in its focus and its depth. We work with an elite group of clients who encounter opportunities and complexities as a result of wealth. We have built our team to respond to the particular needs of clients, from large-scale issues like portfolio management, tax minimization, and estate planning strategies, to day-to-day issues like bill paying and account organization. We relish the opportunity to streamline clients financial lives so that they can focus on the family and business pursuits they find most rewarding.

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General Information

Firm Start Year

1921

CRD#

5887278

Firm CRD#

7691

Name of Broker/Dealer

Merrill Lynch

Years of Experience in Financial Services

10

Number of Years with Current Firm

2

Work with the following types of clients

Businesses, Individual Investors

Advisory Services Provided

Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Money Management, Financial Advice & Consulting, Investment Advice & Management, Insurance Products & Annuities, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning

Services

Investment Types

Commodities, Insurance, Annuities, Stocks, Bonds, Options & Futures, Mutual Funds, Mortgages & Real Estate, Alternative Investments, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Can meet clients in the following ways

Email, Phone, Your Home, Your Office, Video Conference

Compliance

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CPFA, CEPA®

Securities Licenses

Series 7, Series 66, Series 31

Insurance and Annuity Licenses

Life, Long Term Care, Variable Life

Firm Information

Assets Managed by Advisor

$420,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets, Flat Fee

Education

Bachelor of Science - Finance - Finance

University of Missouri-St. Louis
01/01/2008 -06/01/2010

Disclosures

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Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1885734/financialadvisor-Merrill-Lynch-detailed-disclosure.html