Travis Mudd

Merrill Lynch

1630 S. Lindbergh Blvd

Saint Louis, MO 63131

314-997-2931

General Information

CRD#

5887278

Firm CRD#

7691

Name of Broker/Dealer

Merrill Lynch

Years of Experience in Financial Services

Number of Years with Current Firm

I work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Planning for Individuals, Financial Advice & Consulting

Services

Investment Types

Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Stocks, Bonds, Annuities, Options & Futures, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Email, Via Phone, At your home, Video Conference

Compliance

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP^®, CERTIFIED FINANCIAL PLANNER" Certificant

Securities Licenses

Series 66, Series 31, Series 7

Insurance and Annuity Licenses

Life, Long Term Care, Variable Life

Firm Information

Assets Managed by Advisor

$420,000,000

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

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