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CAZ LEVINSKI CRAFFY

Monmouth Capital Management

101 Crawfords Corner Road
Suite 4127

Holmdel, NJ 07733

212-203-1778

About Monmouth Capital Management

OUR VISION

We aspire to earn the trust of all of our clients and to be a company that provides them with a steady flow of knowledge, advice, and services. By earning trust, we build growth.

Our vision gives context and meaning to our work. It gives us direction. It is the collective spirit we build as a team. By earning trust, we develop the human connectivity and mutual confidence that generates strong, long-term relationships.

We are creating a unique way of working at Monmouth Capital Management.

Our winning attitude drives our Leadership Behaviors. Our Leadership Behaviors and Operating Principles help us shape our culture. Each one of us has a direct impact on the good things we do for our clients. We strive to build long-term, high-performance relationships.

OUR MISSION

Everything we do is guided by a set of principles and rules that define our character and culture; putting our clients' interests first has been at our forefront since our inception. Above all, we have made it our highest priority to serve the needs of our investors with guiding principles of Accountability, Integrity, Teamwork, and accepting nothing less than Excellence. This commitment is reflected through our professionalism and our passion for excellence. Our values lead us to operate with prudence, financial discipline, long-term perspective, and valuing trust as something we must earn every day.

General Information

Firm Start Year

2003

No.of Employees

10-19

CRD#

5222223

Firm CRD#

290248

Name of Broker/Dealer

Monmouth Capital Management

Name of Custodial Firm

AXOS Clearing

States Licensed in

NY; NJ; CA; MD; VA; CO; MD; FL; TX; PA

Years of Experience in Financial Services

20

Number of Years with Current Firm

1

Work Experience

Mr. Craffy has worked in the financial sector for over twenty-plus years. He has worked with individuals across all income streams and continues to offer unparalleled service to all, regardless of portfolio size. Utilizing the same values and beliefs he learned and instilled into those men and women he led in combat overseas, Mr. Craffy will ensure all due care when structuring any portfolio and communicating the pros and cons, as a fiduciary working only for the best needs of his clients. Mr. Craffy has advised multi-national corporations to include those listed on the NYSE, DOW, NASDAQ. Mr. Craffy has also consulted and advised sovereign nations, assisted in the budgetary overall of entire nations, and continues to be a thought leader in the strategic development of financial, generational, and risk-management portfolios.

I work with the following types of clients

Non-Profit Organizations, Investment Clubs, Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Legal Advice and Services, Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Money Management

Services

Investment Types

Mutual Funds, FOREX & Currency, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Options & Futures, Bonds, Stocks, Annuities, Mortgages & Real Estate, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your home, At my office, At your office, Video Conference, Via Email, Via Phone

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CWM; ChFM; AMC; CTEP; C.G.R.C.S.; A.F.A.

Securities Licenses

Series 7, Series 63

Insurance and Annuity Licenses

Disability, Accident, Annuity, Health, Life, HMO, Variable Annuity, Long Term Care, Variable Life

Firm Information

Firm's Number of Clients

980

Firm's Number of Planning Clients

624

Firm's Number of Managed Clients

786

Assets Managed by Firm

969,000,000

Advisor's Number of Clients

84

Advisor's Number of Managed Clients

71

Advisor's Number of Planning Clients

84

Assets Managed by Advisor

$121,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

250,000

Compensation Methods

Based on Assets

Fee % Based on Assets

2

Hourly Rate

$500

Additional Details on Charges

Flat Fee: $6,000

The initial consultation will determine which service is most appropriate for a client.

Minimum Fee Charged for Managed Accounts

1.5

Minimum Fee Charged for Hourly Planning Accounts

$500

Education

Masters in Business Administration -

Rutgers Business Scool
09/2014 - 05/2016

Bachelors of Science - Finance

St. John's University
09/2000 - 08/2005

Doctorate in Business Administration - FInance

CUNY Baruch, Zicklin School of Business
09/2016 - 12/17/2021

Disclaimer

Securities are offered through Monmouth Capital Management, LLC member FINRA/SIPC. This website should not be deemed as an offer or solicitation in states where the Registered Representative(s)/or Investment Advisor Representative is not registered to provide services. This is not an offer to purchase or sell securities. Such an offer can only be made after carefully reviewing the prospectus or offering materials and a thorough suitability evaluation. No orders may be taken or accepted from any representative not registered in the state. The information provided in the links and tools are provided as a courtesy and are for informational purposes only. When you link to any of the websites, you are leaving this site and are doing so at your own risk. The content to which you link has not been reviewed by Newbridge Securities Corp. and does not warrant or make any representations regarding the use of the results of the materials in those sites in terms of their correctness, accuracy, or reliability. Your financial advisor is not a tax expert, Monmouth Capital Management does not provide tax advice. You are advised to consult your tax specialist, attorney, and/or CPA regarding tax matters and the impact of your investment results on your particular tax situation.