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John Mossa

Wellesley Financial Planners

130 Maple Ave
Suite 1B

Red Bank, NJ 07701

732-747-9775

About Wellesley Financial Planners

Wellesley Financial Planners was founded when financial planning was in its infancy in 1984. Our primary mission will always be to put the interests of the client first and foremost. We will objectively and fairly assist clients in every aspect of their financial lives. We aim to provide superior service that is caring and personal. We recognize that anyone who puts their trust in us deserves the highest level of expertise. Therefore our knowledge, experience and confidence must always exceed all expectations. For each of our clients we strive to help create stability and security to achieve the goals of financial independence and personal happiness.

Today with the addition of two highly qualified and experienced financial planning associates and three administrators the firm of Wellesley Financial Planners serves the needs of over a thousand clients. We are proud to offer a distinct and powerful approach to personal financial planning that employs the "Spirit of Life" philosophy rarely seen elsewhere today. We invite you to join us.

General Information

Firm Start Year

1983

CRD#

732604

Firm CRD#

6413

Name of Broker/Dealer

LPL Financial LLC

Name of Custodial Firm

LPL Financial LLC

States Licensed in

NJ, NY, OR, PA, VA, WA

Years of Experience in Financial Services

39

Number of Years with Current Firm

6

Work with the following types of clients

Individual Investors, Businesses

Foreign Languages Serviced

English

Advisory Services Provided

Tax Advice and Services, Financial Planning for Individuals, Risk Management, Money Management, Wealth Management, Retirement Planning, Financial Planning, Insurance Products & Annuities, Investment Advice & Management, 401K Rollovers

Services

Investment Types

Insurance, Mutual Funds, Bonds, Stocks, Annuities, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Email, Your Home, Our Office, Via Phone, Your Office, Video Conference

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, EA

Securities Licenses

Series 66, Series 63, Series 7

Insurance and Annuity Licenses

Annuity, Health, Life, Variable Annuity

Firm Information

Firm's Number of Clients

1308

Firm's Number of Managed Clients

29

Assets Managed by Firm

363,000,000.00

Advisor's Number of Clients

39

Advisor's Number of Managed Clients

24

Advisor's Number of Planning Clients

28

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$200,000.00

Education

Bachelor of Science - Marketing and Business Administration

King's College
08/28/1976 - 05/20/1980

Disclosures

LPL ADV 2A

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf

LPL WiserAdvisor Cash Solicitor Disclosure

https://www.lpl.com/content/dam/lpl-www/documents/disclosures/wiseradvisor/wiseradvisor-lpl-solicitor-disclosure.pdf

Securities and financial planning offered through LPL Financial, a Registered Investment Advisor, Member FINRA/SIPC https://www.finra.org/ https://www.sipc.org/