National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Matthew Unger

Focus Asset Management

340 Madison Avenue, 19th Floor

New York, NY 10173
(646) 4848804

A fee-only fiduciary with a small & curated client base.

About Focus Asset Management

We are a fee-only fiduciary that specializes in servicing high-net-worth clients, and only serve a small and curated client base. Expect to meet with us at least quarterly. You will also have a portfolio team with whom you can speak, an entire research team that reports to your portfolio manager, and an operations team dedicated to all of your specific and important servicing needs. Think of us as your family office.

We have no sales goals, are not compensated by commissions and we don't work under the "umbrella" of a major firm. We are entirely independent and receive our fee directly from you. Period.

General Information

Firm Start Year

2020

No.of Employees

10-19

CRD#

6174520

Firm CRD#

304183

Years of Experience in Financial Services

11

Services

Investment Types

Separately Managed Accounts, Stocks, Bonds

Compliance

Registered Investment Advisor

Yes

Registered Representative

No

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 66

Firm Information

Assets Managed by Firm

$208 Billion

Assets Managed by Advisor

Less than $30million

Compensation and Fees

Fee Structure

Fee-Based

Fee % Based on Assets

FEE-ONLY

Additional Details on Charges

We are a fee-only fiduciary that does not charge, make or receive commissions of any kind. Whatsoever. (WiserAdvisor does not have a "fee-only" option for us to select.) The only compensation we receive is from you, our clients.

Education

Undergraduate -

Syracuse University
08/25/2002 - 05/15/2007

Graduate -

Harvard University
09/06/2016 - 05/24/2018

Professional Certificate Financial Markets -

Yale University
09/01/2014 - 12/09/2014

Disclosures

https://www.focusassetmgmt.com

Disclaimer

Financial Advisors do not provide specific tax/legal advice and this information should not be considered as such. You should always consult your tax/legal advisor regarding your own specific tax/legal situation. Separate from the financial plan and our role as a financial planner, we may recommend the purchase of specific securities. These product recommendations are not part of the financial plan and you are under no obligation to follow them. Our research and market forecasts are based upon sources and data believed to be accurate and reliable. Opinions and forward looking statements expressed are subject to change without notice and can change at anytime. The information contained herein does not constitute a solicitation or an offer to buy or sell any security. Investing involves risks, including the possible loss of principal. This website is not a solicitation to purchase, sell or transact in securities of any kind. Speak with your financial advisor before making a change to your own financial plan or strategy.