Peter D. D'Agati

Our clients deeply value our personal, responsive approach to wealth management which provides you with direct access to an investment decision maker and business owner, rather than a salesperson or inexperienced advisor. You also have access to our network of high-quality professionals in tax, legal, and estate planning.

But personal service without institutional-strength investment planning isn't enough. Your investment plan is developed using our proprietary processes and state of the art tools to provide you with a sustainable portfolio that is tax-efficient, diligently monitored, and tailored to your specific needs.

Our team can also offer more complex solutions, such as trust services, options trading strategies, and guidance for executives and business owners on business sales and equity compensation plans, among others.

See Disclosures

Firm Start Year

2007

No. of Employees

2-4

CRD#

2406649

Firm CRD#

144116

States Licensed in

NJ

Years of Experience in Financial Services

29

Number of Years with Current Firm

15

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Planning

Investment Types

Commodities, Bonds, Stocks, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Options & Futures, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Our Office, Your Office, Our Offices, Video Conference, Your Home, Phone

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFA^®

Securities Licenses

Series 65

Advisor's Number of Clients

34

Advisor's Number of Managed Clients

34

Advisor's Number of Planning Clients

0

Assets Managed by Advisor

$74460968

Fee Structure

Fee-Only

Minimum Portfolio Size for New Managed Accounts

$1000000

Compensation Methods

Flat Fee

Fee % Based on Assets

Tiered

Bachelor of Science in Mathematics and Finance, with honors - Mathematics and Finance

Providence College
09/01/1990 - 05/31/1993

https://stembrook.com/disclosures

Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1890290/financialadvisor-stembrook-asset-management-detailed-disclosure