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David W. Treichler, AIF, CFP, CLU

Arabella Wealth Advisors

The University Building
120 E. Washington St. Ste 922

Syracuse, NY 13202
(315) 4303283

Your Trusted Independent Second Opinion

About Arabella Wealth Advisors

David W. Treichler, AIF, CFP, CLU provides high net worth investment management solutions to his individual and business clients. He brings knowledge, and experience in advisory, brokerage, and insurance management. David specializes in portfolio construction and asset allocation strategies utilizing a holistic team approach.

During his career at M and T, David was Vice President and Senior Portfolio Manager for the their bank's Investment Group in Syracuse, NY. He managed over $160 million in client assets and 200 relationships. Prior to being Senior Portfolio Manager, he was the Regional Wholesaler for the MTB Group of Funds and Portfolio Architect supporting New York State and Northeast PA. His other experience includes positions with Smith Barney and Northwestern Mutual.

General Information

Firm Start Year

2011

No.of Employees

2-4

CRD#

1244190

Firm CRD#

10299

Insurance License#

643308

Name of Broker/Dealer

Cetera Advisors LLC

Name of Custodial Firm

Fidelity, Pershing, SEI, TD Ameritrade Institutional

States Licensed in

NY

Years of Experience in Financial Services

25

Number of Years with Current Firm

9

I work with the following types of clients

Businesses, Individual Investors

Services

Investment Types

Exchange Traded Funds (ETFs), Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Annuities, Insurance, FINANCIAL PLANNING

I can meet clients in the following ways

Via email, Via phone, At your office, At your home, At my office, Video Conference

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

No

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Securities Licenses

Series 65, Series 63, Series 24, Series 22, Series 7

Insurance and Annuity Licenses

Long Term Care, Annuity, Disability, Variable Life, Variable Annuity, Accident, Life, HMO, Health

Financial Organization Memberships

National Association of Estate Planners & Councils (NAEPC), Society of Financial Services Professionals, American Association of Individual Investors

Firm Information

Firm's Number of Clients

250

Firm's Number of Planning Clients

50

Firm's Number of Managed Clients

50

Assets Managed by Firm

$50,000,000.00

Advisor's Number of Clients

250

Advisor's Number of Managed Clients

100

Advisor's Number of Planning Clients

50

Assets Managed by Advisor

$50,000,000.00

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$50,000.

Compensation Methods

Commissions

Minimum Fee Charged for Flat Fee Accounts

$250

Education

Bachelor of Science - Finance

Syracuse University
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Disclaimer

Investment Advisory Services are offered through Bright Futures Wealth Management and/or Cetera Advisors LLC registered investment advisors. Securities and advisory services offered through Cetera Advisors LLC, a broker dealer and Registered Investment Adviser, member FINRA, SIPC. Cetera Advisors LLC, Bright Futures Wealth Management, and Arabella Wealth Advisors are under separate ownership. Confidentiality Notice: This email transmission and its attachments, if any, are confidential and intended only for the use of particular persons and entities. They may also be work and/or product protected by the attorney- client privilege or other privileges. Delivery to someone other than the intended recipient(s) shall not be deemed to waive any privilege. Review,distribution, storage, transmittal, or other use of the email and any attachment by an unintended recipient is expressly prohibited. If you are not the named addressee (or its agent), or this email has been addressed to you in error, please immediately notify the sender by reply email, and permanently delete the email and its attachments.