National Retirement Planning Experts

National Coverage
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seller-profile

Lisa D. Miller, CFP®, CDFA, RICP®

Equitable Advisors

120 Madison Street
Suite 1900

Syracuse, NY 13202
(315) 4256343

About Equitable Advisors

Financial services isn't just about products or investment advice. It is understanding the needs, wants and desires of individuals and business owners. It's educating clients to help them identify and address their financial planning issues; developing a comprehensive planning strategy based on their financial objectives; and providing products, services and support to help them accumulate and distribute assets to help them achieve their desired retirement lifestyle. As an AXA Advisors financial professional, I work with clients to address a broad spectrum of accumulation goals from funding a major purchase or a child's education to living the retirement lifestyle they envision. I take a comprehensive, education-based approach to addressing the 'at retirement' needs of customers, providing retirement planning strategies, education, products and services to individuals and businesses.

General Information

Firm Start Year

2020

CRD#

0004612774

Firm CRD#

6627

Name of Broker/Dealer

LPL

Years of Experience in Financial Services

18

Number of Years with Current Firm

11

I work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Services

Investment Types

Annuities, Insurance, Mutual Funds, Stocks, Bonds, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via phone, At your office, At your home, Video Conference, At my office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER, CDFA®

Securities Licenses

Series 66, Series 7, Series 24

Insurance and Annuity Licenses

Life, Disability, Long Term Care, Variable Annuity, Variable Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee

Education

BS Accounting & Business Mangement - Accounting & Business Management

Columbia College
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