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Leonard Brecken

Brecken Capital Advisors, LLC

657 Santolina Ct, Weddington NC

Weddington, NC 28173
(917) 7015231

TRUST COST PERFORMANCE

About Brecken Capital Advisors, LLC

Brecken Capital Advisors, LLC offers asset management, planning & more goal is protect & growth assets by actively managing risk through utilizing 7 of our proprietary model portfolios.  

TRUST, COST, PERFORMANCE. At BCA we believe the path to achieving your financial goals is paved through COST & PERFORMANCE. That is why we hold ourselves accountable by transparently measuring both.

With over 30 years of Wall Street experience and backed by TD Ameritrades Institutional platform we bring accountability and transparency to investing. Driven by the passion of investing as well as finding value/growth and conducting in house asset management including research, we deliver a full range of investment services. We pride ourselves in providing the level of detail to our investment selections to every client much like large institutional investors expect.

Our basic services are Asset Management, Financial/ Retirement Planning, Insurance, Business Services & Business Consulting.  The cornerstone of our investment philosophy is by offering portfolios designed by us we can potentially provide a level of insight & risk management that potentially protects & grows wealth.  Essentially, we bring personal portfolio management to clients vs through funds managed by a third-party.  Our financial & retirement planning is geared towards not only achieving stated client goals such as retirement, but also assisting in increasing household cash flow.  We draw on our experience  through our affiliate, Charlotte Consultant Services, LLC  which we offers Exit Planning & Valuation services for business owners (generally more complex than personal plans) that focus on profit & value improvement. 

General Information

Firm Start Year

2019

No.of Employees

1

CRD#

2183276

Firm CRD#

300728

Insurance License#

18117111

Name of Broker/Dealer

TD Ameritrade Institutional

Name of Custodial Firm

TD Ameritrade Institutional

States Licensed in

NC

Years of Experience in Financial Services

25

Number of Years with Current Firm

2

I work with the following types of clients

Individual Investors, Businesses

Services

Investment Types

Alternative Investments, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via email, Via phone, At your home, At my office, Video Conference, At your office

Compliance

Registered Investment Advisor

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

MBA Finance

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Accident, Casualty, Property, Disability, Health, Variable Life, Long Term Care, Variable Annuity, HMO, Life

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Flat Fee

Fee % Based on Assets

1% <$1M

Additional Details on Charges

1% Fee <$1M 0.8% Fee >$1M Planning fees range from $600-$2,000

Minimum Fee Charged for Managed Accounts

$100

Education

MBA - Finance

NYU Stern School of Business
1990 - 1992

Disclosures

www.breckencapitaladvisors.com

Disclaimer

Brecken Capital Advisors offers a wide range of financial services for both businesses & individuals aimed at achieving client's financial goals.  Whether those goals be profit oriented for a business or financial goals for individuals we strive to do so by preserving & growing your capital.  We deliver personalize portfolio management by designing our own model portfolios.  Thus, clients obtain a different level of insight into their investments and potentially achieve their financial goals.  Contact us to learn more.