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Brian Mills

Mills Financial Planning,Inc.

545 Metro Place South
Suite 100

Dublin, OH 43017
(614) 5040402

Retirement Planning Specialist

About Mills Financial Planning,Inc.

We provide comprehensive financial planning services for those retired or planning to retire in the next 5 to 10 years.

Brian has more than 28 years of experience and is an Investment Advisor Representative with Cetera Advisors. He holds the following securities registrations: Series 6, 7, and 63, as well as Ohio Life/Health insurance licenses. He has over 20 years of experience in personal financial planning with individuals and families. Brian completed his Certified Financial Planning designation (CFP®) in 1992. Brian has extensive experience in wealth accumulation, education, family legacy, and retirement planning. He earned his Bachelor of Science in Financial Counseling and Planning from Purdue University and a Master of Science in Personal Financial Planning from the College for Financial Planning. He is a member of the Central Ohio FPA. For several years, he?s been a treasurer for the Worthington Kilbourne High School Baseball Diamond Club, a Boy Scouts of America volunteer, and Elder for his church.

General Information

Firm Start Year

1998

No.of Employees

1

CRD#

2071799

Firm CRD#

2071799

Insurance License#

12755

Name of Broker/Dealer

Cetera Advisors, LLC

Name of Custodial Firm

Pershing

States Licensed in

OH, FL,IN,PA

Years of Experience in Financial Services

27

Number of Years with Current Firm

10

I work with the following types of clients

Individual Investors

Services

Investment Types

Exchange Traded Funds (ETFs), Mutual Funds, Annuities, Insurance, Stocks

I can meet clients in the following ways

Video Conference, Via email, Via phone, At your office, At your home, At my office

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER" Certificant

Securities Licenses

Series 63, Series 6, Series 7

Insurance and Annuity Licenses

Life, Variable Life, Annuity, Variable Annuity, Long Term Care

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Church Jesus Christ of Latter Day Saints

Firm Information

Firm's Number of Clients

135

Firm's Number of Planning Clients

56

Assets Managed by Firm

$33m

Advisor's Number of Clients

125

Assets Managed by Advisor

$33m

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Hourly

Fee % Based on Assets

1.0

Hourly Rate

$100

Additional Details on Charges

I charge an hourly rate for comprehensive financial plans.

Minimum Fee Charged for Hourly Planning Accounts

$500

Education

Bachelor of Science - Financial Counseling and Planning

Purdue Unviersity
8-1-1983 - 8-9-1987

Master Degree - Financial Planning

College for Financial Planning
8-3-2014 - 3-6-2016

Disclaimer

Investment Adviser Representative offering securities and advisory services through Cetera Advisors LLC, member FINRA / SIPC, a broker/dealer and registered investment advisor. Cetera is under separate ownership from any other named entity.