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Brian Mills

Mills Financial Planning,Inc.

545 Metro Place South
Suite 100

Dublin, OH 43017

614-504-0402

Retirement Planning Specialist

About Mills Financial Planning,Inc.

We provide comprehensive financial planning services for those retired or planning to retire in the next 5 to 10 years.

Brian has more than 28 years of experience and is an Investment Advisor Representative with Cetera Advisors. He holds the following securities registrations: Series 6, 7, and 63, as well as Ohio Life/Health insurance licenses. He has over 20 years of experience in personal financial planning with individuals and families. Brian completed his Certified Financial Planning designation (CFP®) in 1992. Brian has extensive experience in wealth accumulation, education, family legacy, and retirement planning. He earned his Bachelor of Science in Financial Counseling and Planning from Purdue University and a Master of Science in Personal Financial Planning from the College for Financial Planning. He is a member of the Central Ohio FPA. For several years, he?s been a treasurer for the Worthington Kilbourne High School Baseball Diamond Club, a Boy Scouts of America volunteer, and Elder for his church.

General Information

Firm Start Year

1998

No.of Employees

1

CRD#

2071799

Firm CRD#

2071799

Insurance License#

12755

Name of Broker/Dealer

Cetera Advisors, LLC

Name of Custodial Firm

Pershing

States Licensed in

OH, FL,IN,PA

Years of Experience in Financial Services

27

Number of Years with Current Firm

10

I work with the following types of clients

Individual Investors

Services

Investment Types

Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs), Mutual Funds

I can meet clients in the following ways

At your office, Via Email, At my office, At your home, Video Conference, Via Phone

Compliance

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, CERTIFIED FINANCIAL PLANNER" Certificant

Securities Licenses

Series 7, Series 63, Series 6

Insurance and Annuity Licenses

Annuity, Variable Life, Long Term Care, Variable Annuity, Life

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Church Jesus Christ of Latter Day Saints

Firm Information

Firm's Number of Clients

135

Firm's Number of Planning Clients

56

Assets Managed by Firm

$33m

Advisor's Number of Clients

125

Assets Managed by Advisor

$33m

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$100,000

Compensation Methods

Hourly

Fee % Based on Assets

1.0

Hourly Rate

$100

Additional Details on Charges

I charge an hourly rate for comprehensive financial plans.

Minimum Fee Charged for Hourly Planning Accounts

$500

Education

Bachelor of Science - Financial Counseling and Planning

Purdue Unviersity
8-1-1983 - 8-9-1987

Master Degree - Financial Planning

College for Financial Planning
8-3-2014 - 3-6-2016

Disclaimer

Investment Adviser Representative offering securities and advisory services through Cetera Advisors LLC, member FINRA / SIPC, a broker/dealer and registered investment advisor. Cetera is under separate ownership from any other named entity.