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Jeffrey A. Bogart

Jeffrey A Bogart Investment Advisor DBA Sila Wealth Advisory

6690 Beta Dr #201

Mayfield Village, OH 44143

216-292-8700

Serving the "Middle Class Millionaire"

About Jeffrey A Bogart Investment Advisor DBA Sila Wealth Advisory

Sila Wealth Advisory works with people between the ages of 50 to 80 years old and we specialize in planning and saving for your retirement years. Our goal is to help you preserve your lifestyle, do not run out of money and leave money to your heirs and the charities which are important to you. Our clients were not born rich, they worked and saved hard all their lives to obtain their wealth.

General Information

Firm Start Year

2000

No.of Employees

2-4

CRD#

2049796

Firm CRD#

36451

Name of Broker/Dealer

Lincoln Investment

Name of Custodial Firm

TD Ameritrade Institutional

States Licensed in

OH,TX

Years of Experience in Financial Services

19

Number of Years with Current Firm

19

Work Experience

I have been in the financial services industry since 1987. I started off as an insurance agent but my passion was for the securities market and I became a Registered Representative (series 6) in 1990. During that decade my industry started shifting from commissions to advise and fees. This change appealed to me and I became a Registered Investment Adviser (series 65) in 2000. I like the transparency and fiduciary duties in this model as it allows me to serve my clients in the best way possible.

I work with the following types of clients

Investment Clubs, Non-Profit Organizations, Individual Investors, Businesses

Advisory Services Provided

Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Financial Planning, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Education Funding and Planning

Services

Investment Types

Stocks, Alternative Investments, Annuities, Mortgages & Real Estate, Mutual Funds, Bonds, Exchange Traded Funds (ETFs), Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Via Phone, Video Conference, At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

76784

Securities Licenses

Series 65, Series 6

Insurance and Annuity Licenses

Disability, Accident, Annuity, Health, Life

Financial Organization Memberships

Financial Planning Association (FPA)

Non-Financial Organization Memberships

Board of directors for the Cleveland Hebrew Loan Association Pet Pals

Firm Information

Firm's Number of Clients

85

Firm's Number of Planning Clients

55

Firm's Number of Managed Clients

85

Assets Managed by Firm

$25,000,000

Advisor's Number of Clients

85

Advisor's Number of Managed Clients

85

Advisor's Number of Planning Clients

55

Assets Managed by Advisor

$25,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$250,000

Compensation Methods

Based on Assets

Fee % Based on Assets

1.25%

Hourly Rate

$150

Flat Fee Rate

$4,000

Additional Details on Charges

Our initial fee of 1.25% is reduced for accounts valued over $500.000. If most of your money is in your 401(k) we can work on a retainer fee of $2,500 per year. ( you may pay us annual, quarterly, monthly etc.) If you need a financial check up but don't need us to manage your money we can do a one time financial plan for $2,500

Minimum Fee Charged for Managed Accounts

$2,500

Minimum Fee Charged for Hourly Planning Accounts

$2,500

Education

Bachelor of General Studies - Psychology

Ohio University
09/10/1973 - 06/02/1978

Disclosures

Advisory services offered through Jeffery A. Bogart Investment Advisor, Registered Investment Adviser. Securities offered through Lincoln Investment, Broker Dealer, Member FINRA/SIPC., www.lincolninvestment.com, Jeffery A. Bogart Investment Advisor, Sila Wealth Advisory, and Lincoln Investment are independent, and non-affiliated.