National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Peter D. Shelp

Janney Montgomery Scott LLC

# Office Center 270 270 Pierce Street

Kingston, PA 18704

570-283-8140

About Janney Montgomery Scott LLC

How I Work With Clients

Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives.

Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach.

Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present.

This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.

General Information

CRD#

1402904

Name of Broker/Dealer

Janney Montgomery Scott LLC

States Licensed in

Pa,NY,FLA,NJ,DE,CA

Years of Experience in Financial Services

31

Number of Years with Current Firm

21

I work with the following types of clients

Non-Profit Organizations, Individual Investors, Businesses, Investment Clubs

Advisory Services Provided

Financial Planning for Individuals, Risk Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Planning, Investment Advice & Management, 401K Rollovers

Services

Investment Types

Fee Based Accounts, Alternative Investments, Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance, Commodities, Exchange Traded Funds (ETFs)

I can meet clients in the following ways

Via Email, Via Phone, At your office, At my office, At your home

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, AWMA®, Accredited Wealth Management Advisor(AWMA), CRPC®, CRPS®, ChFC®

Securities Licenses

Series 63, Series 7, Series 10

Insurance and Annuity Licenses

Life, Health, Annuity, Disability, Variable Life, Variable Annuity, Long Term Care

Financial Organization Memberships

Financial Planning Association (FPA), Society of Financial Services Professionals

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500000

Education

Master of Science - Business Management

Marywood
5/20/1982 - 5/20/1984

BS - Parks Management

Penn State University
5/10/1975 - 5/10/10979