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Peter D. Shelp

Janney Montgomery Scott LLC

# Office Center 270 270 Pierce Street

Kingston, PA 18704

570-283-8140

About Janney Montgomery Scott LLC

How I Work With Clients

Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives.

Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach.

Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present.

This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.

General Information

CRD#

1402904

Name of Broker/Dealer

Janney Montgomery Scott LLC

States Licensed in

Pa,NY,FLA,NJ,DE,CA

Years of Experience in Financial Services

31

Number of Years with Current Firm

21

I work with the following types of clients

Non-Profit Organizations, Investment Clubs, Businesses, Individual Investors

Advisory Services Provided

Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Risk Management, Investment Advice & Management, Wealth Management, Financial Planning for Individuals

Services

Investment Types

Exchange Traded Funds (ETFs), Annuities, Stocks, Insurance, Alternative Investments, Bonds, Mutual Funds, Options & Futures, Commodities, Fee Based Accounts

I can meet clients in the following ways

At your home, At your office, Via Phone, Via Email, At my office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®, AWMA®, Accredited Wealth Management Advisor(AWMA), ChFC®, CRPS®, CRPC®

Securities Licenses

Series 10, Series 63, Series 7

Insurance and Annuity Licenses

Annuity, Disability, Life, Long Term Care, Variable Annuity, Variable Life, Health

Financial Organization Memberships

Society of Financial Services Professionals, Financial Planning Association (FPA)

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500000

Education

Master of Science - Business Management

Marywood
5/20/1982 - 5/20/1984

BS - Parks Management

Penn State University
5/10/1975 - 5/10/10979