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Peter D. Shelp CFP ®

Janney Montgomery Scott LLC

613 Baltimore Drive Suite 202

Wilkes Barre, PA 18702

570-283-8140

About Janney Montgomery Scott LLC

How I Work With Clients

Long-term focus and discipline start with a sound investment strategy. The first meeting is a complimentary consultation. I like to get acquainted with you and your family to discuss your current financial condition and determine your invetment objectives.

Once we begin a business relationship, we proceed to gather all of your financial data, which includes current investments, income, assets, insurances and any debts or loans. Upon determining your goals and objectives, we then analyze the information and agree upon a financial plan. Once an investment plan is agreed upon, our team of specialists will work with your own independent tax and legal advisors. Our goal is to add value through a comprehensive planning approach.

Regular portfolio reviews will then be scheduled to monitor your investments and rebalance as necessary. We will also discuss any life changes that may have occurred and the opportunities and challenges that they may present.

This is what all present and future clients can expect. I welcome the opportunity to work with you as your investment partner.

See Disclosures

General Information

CRD#

1402904

Name of Broker/Dealer

Janney Montgomery Scott LLC

States Licensed in

Pa,NY,FLA,NJ,DE,CA

Years of Experience in Financial Services

31

Number of Years with Current Firm

21

Work with the following types of clients

Businesses, Investment Clubs, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Investment Advice & Management, Financial Planning, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Financial Planning for Individuals, Portfolio Management

Services

Investment Types

Mutual Funds, Insurance, Fee Based Accounts, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Annuities, Options & Futures, Bonds, Stocks

Can meet clients in the following ways

Our Office, Your Home, Phone, Email, Your Office

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Wealth Management Advisor(AWMA), CRPC®, AWMA®, CRPS®, ChFC®

Securities Licenses

Series 10, Series 7, Series 63

Insurance and Annuity Licenses

Disability, Annuity, Health, Variable Annuity, Long Term Care, Variable Life, Life

Financial Organization Memberships

Financial Planning Association (FPA), Society of Financial Services Professionals

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$500000

Education

BS - Parks Management

Penn State University
5/10/1975 - 5/10/10979

Master of Science - Business Management

Marywood
5/20/1982 - 5/20/1984

Disclosures

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Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1845693/financialadvisor-janney-montgomery-scott-llc-detailed-disclosure