As experienced wealth consultants located in the upstate of South Carolina, our purpose is to make a difference in the lives of our clients by providing them with exceptional financial planning, wealth management, and retirement planning resources.

By using fee-based financial planning, customizing wealth management strategies, and acting in a fiduciary capacity while managing your assets, we help our clients maximize their resources and pursue their lifetime goals.

Roy Janse is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Roy Janse is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Roy Janse is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Roy Janse is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS

Firm Start Year

2009

No.of Employees

5-9

CRD#

4568949

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

Name of Custodial Firm

NFS

States Licensed in

AL, CA, DC, FL, GA, IL, IN, MA, MD, MS, NC, OH, PA, SC, TN, VA & WA

Years of Experience in Financial Services

19

Number of Years with Current Firm

11

Work Experience

We've been helping individuals, families, and corporations in the upstate of South Carolina and across the country for more than 19 years. With broad expertise in every aspect of financial and retirement planning, we can deliver an integrated solution that's right for you.

Work with the following types of clients

Individual Investors, Businesses, Non-Profit Organizations

Advisory Services Provided

Tax Advice and Services, Financial Planning for Businesses, Financial Planning for Individuals, Education Funding and Planning, Risk Management, Money Management, Wealth Management, 401K Rollovers, Retirement Planning, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Investment Advice & Management, Financial Advice & Consulting, Portfolio Management

Investment Types

Commodities, Exchange Traded Funds (ETFs), Alternative Investments, Mutual Funds, Annuities, Insurance, Bonds, Stocks, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Email, Our Office, Video Conference, Via Phone

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CFP^®, AIF^®

Securities Licenses

Series 7, Series 66

Financial Organization Memberships

Financial Services Institute (FSI), Financial Planning Association (FPA)

Firm's Number of Clients

204

Firm's Number of Managed Clients

182

Assets Managed by Firm

$154mm

Advisor's Number of Clients

182

Advisor's Number of Managed Clients

160

Assets Managed by Advisor

$162mm

Bachelor of Commerce - Management Information Systems

University of Alberta
1989 - 1993

https://adviserinfo.sec.gov/firm/brochure/8032
https://www.commonwealth.com/media/CAP_Entity_(Website_Portal)_Solicitor_Disclosure_Statement_-_Janse_and_WiserAdvisor.pdf

This communication is strictly intended for individuals residing in the states of AL, CA, DC, FL, GA, IL, IN, MA, MD, MS, NC, OH, PA, SC, TN, VA & WA. No offers may be made or accepted from any resident outside these states due to various state regulations and registration requirements regarding investment products and services. Investments are not FDIC- or NCUA-insured, are not guaranteed by a bank/financial institution, and are subject to risks, including possible loss of the principal invested. Securities and advisory services offered through Commonwealth Financial Network®, Member Member FINRA, SIPC, a Registered Investment Advisor. Review our Terms of Use:https://www.commonwealth.com/terms ofuse.html