Firm Name |
Firm CRD# |
Total AUM |
No. of Clients |
Fee Structure |
FIRST HORIZON ADVISORS, INC 4990 Poplar Avenue,
3rd Floor Memphis, TN 38117 |
17117 |
$13,592,747,629 |
9723 |
A percentage of AUM Fixed fees |
GERBER/TAYLOR MANAGEMENT LLC 40 South Main Street,
Suite 1900 Memphis, TN 38103 |
109319 |
$9,877,460,265 |
48 |
A percentage of AUM Performance Based |
HIGHLAND CAPITAL MANAGEMENT, LLC 850 Ridge Lake Blvd,
Suite 205 Memphis, TN 38120 |
104842 |
$3,445,259,161 |
979 |
A percentage of AUM Performance Based Other (SUBSCRIPTION FEES) |
LBMC INVESTMENT ADVISORS, LLC 201 Franklin Road,
Suite 400 Brentwood, TN 37027 |
108943 |
$1,896,867,329 |
1466 |
A percentage of AUM Fixed fees |
MARTIN & COMPANY INVESTMENT COUNSEL Two Centre Square, Suite 200,
625 South Gay St Knoxville, TN 37902-1669 |
108718 |
$1,638,375,144 |
118 |
A percentage of AUM |
PONDER INVESTMENT CO 10 Cadillac Drive,
Suite 120 Brentwood, TN 37027 |
110917 |
$1,561,429,908 |
44 |
A percentage of AUM |
LEE DANNER & BASS INC 3100 West End Avenue,
Suite 1250 Nashville, TN 37203 |
111002 |
$1,475,356,161 |
893 |
A percentage of AUM |
SUMMIT ASSET MANAGEMENT LLC 5100 Wheelis Drive,
Suite 107 Memphis, TN 38117 |
109606 |
$786,469,609 |
1493 |
A percentage of AUM Hourly charges |
AB CUSTOM ALTERNATIVE SOLUTIONS LLC 501 Commerce Street,
Nashville, TN 37203 |
110879 |
$721,000,000 |
4 |
A percentage of AUM Fixed fees Performance Based |
WILEY BROS.-AINTREE CAPITAL, LLC 40 Burton Hills Blvd,
Suite 350 Nashville, TN 37215 |
3767 |
$689,963,741 |
1612 |
A percentage of AUM Hourly charges Subscription fees Fixed fees Commision Based Performance Based Other (TRANSACTION FEE, 12B-1) |
LAFFER TENGLER INVESTMENTS, INC. 103 Murphy Court,
Nashville, TN 37203 |
108068 |
$387,486,380 |
552 |
A percentage of AUM Hourly charges Fixed fees |
TAYLOR SECURITIES, INC. 100 Winners Circle,
Suite 400 Brentwood, TN 37027 |
17575 |
$286,771,526 |
336 |
A percentage of AUM |
ROBINSON INVESTMENT GROUP INC 5301 Virginia Way Ste 150,
Brentwood, TN 37027 |
107454 |
$47,481,989 |
100 |
A percentage of AUM Fixed fees |
ALLIANCEBERNSTEIN HOLDING L.P. 501 Commerce Street,
Nashville, TN 37203 |
106998 |
$0 |
0 |
Other (SEE SCHEDULE D, MISCELLANEOUS) |
ALLIANCEBERNSTEIN CORPORATION 501 Commerce Street,
Nashville, TN 37203 |
107445 |
$0 |
0 |
Other (SEE SCHEDULE D, MISCELLANEOUS) |