National Retirement Planning Experts

National Coverage
Local Professionals

seller-profile

Ransom Adams CFP®

U.S. Capital Wealth Advisors, LLC

300 West 6th St
Suite 1900

Austin, TX 78701

512-342-0202

Empower clients to realize long-term value.

About U.S. Capital Wealth Advisors, LLC

We are an Independent, wealth management firm providing sophisticated, holistic and objective solutions for our clients.

U.S. Capital Wealth Advisors was founded in 2017 as Legacy One Financial Advisors. In the summer of 2021, we aligned with USCA, RIA, the wealth management subsidiary of U.S. Capital Advisors, to form U.S. Capital Wealth Advisors (USCWA). U.S. Capital Advisors was founded in 2010 by a group of experienced professionals with a shared vision to combine the collegial atmosphere of a regional firm with the capabilities to provide differentiated investment opportunities and unique investment solutions.

Headquartered in Houston with offices across Texas, USCWA is one of the largest independently owned investment advisory firms in Texas. We are proud of the Firm we have built and continually strive to bring a host of comprehensive service options to our clients. As a majority employee-owned firm, every one of us celebrates together as a team  one persons success is shared by the entire company. Our team is aligned in our client-centric standards and vision to empower others to realize long-term value. We strive to create an unmatched client experience that offers clients the dedicated financial support, guidance and advice they desire.

General Information

Firm Start Year

2017

No.of Employees

100-499

CRD#

5333151

Firm CRD#

288199

Years of Experience in Financial Services

15

Number of Years with Current Firm

3

Work Experience

Prior to joining Legacy One Financial Advisors, Ransom spent ten years as a Senior Wealth Manager at USAA. He holds a BS in financial planning from Texas Tech University, which offers one of the country's oldest planning programs.

I work with the following types of clients

Individual Investors, Non-Profit Organizations, Businesses, Investment Clubs

Foreign Languages Serviced

English

Advisory Services Provided

401K Rollovers, Insurance Products & Annuities, Investment Advice & Management, Financial Planning for Businesses, Financial Planning for Individuals, Financial Planning, Risk Management, Money Management, Wealth Management, Retirement Planning, Portfolio Management, Financial Advice & Consulting

Services

Investment Types

Mortgages & Real Estate, Stocks, Mutual Funds, Bonds, Options & Futures, Alternative Investments, Commodities, Exchange Traded Funds (ETFs), Annuities, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

Video Conference, Our Offices, Via Email, Via Phone, At your office, At your home, At my office

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CFP®

Securities Licenses

Series 65

Firm Information

Assets Managed by Firm

5,918,424,543

Advisor's Number of Clients

100+

Advisor's Number of Managed Clients

N/A

Advisor's Number of Planning Clients

N/A

Assets Managed by Advisor

$110M

Compensation and Fees

Fee Structure

Fee Only

Compensation Methods

Based on Assets

Fee % Based on Assets

0.75% - 1%

Hourly Rate

N/A

Education

Bachelor of Science - Financial Planning

Texas Tech University
09/01/2002 - 06/01/2006