Justin Farris

Farris Capital Management Inc

14800 Quorum Drive
Suite 360

Dallas, TX 75254

214-525-2141

Planning and investing for your future financial journey

About Farris Capital Management Inc

As an independent full-service wealth management firm, we specialize in the practice of investment management and financial planning. Farris Capital Management Inc. maintains an independent and focused approach to advising our clients on all their financial needs. We don't sell products; we provide custom tailored financial solutions and are committed to becoming a lifelong partner to our clients. Professionalism, integrity, hard work, and trust are the basic principles of our company. Our goal is to provide a superior client service experience. What Makes Us Unique - At Farris Capital Management Inc., we build and manage your personalized investment portfolio while incorporating a high quality financial plan for each of your goals. To find out more please visit our website.

General Information

Firm Start Year

2003

No.of Employees

2-4

CRD#

4725738

Firm CRD#

169051

Name of Custodial Firm

Fidelity Investments

States Licensed in

Years of Experience in Financial Services

Number of Years with Current Firm

I work with the following types of clients

Hedge Funds, Businesses, Individual Investors

Foreign Languages Serviced

none

Services

Investment Types

Alternative Investments, Exchange Traded Funds (ETFs), Mutual Funds, Options & Futures, Bonds, Stocks, Annuities, Insurance

I can meet clients in the following ways

At your home, At my office, Via Phone, At your office, Via Email

Compliance

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CERTIFIED FINANCIAL PLANNER™ Certificant, Insurance License (Life & Health; Long Term Care; Specify below)

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Annuity, Casualty, Property, Health, Variable Life, Long Term Care, Variable Annuity, Life

Firm Information

Firm's Number of Clients

150

Firm's Number of Planning Clients

150

Firm's Number of Managed Clients

150

Assets Managed by Firm

$60,000,000

Assets Managed by Advisor

$60,000,000

Compensation and Fees

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$50,000

Compensation Methods

Based on Assets

Fee % Based on Assets

Additional Details on Charges

Depending on the type of investing and the assets managed, our fees range from .50% to 1.50%. Commission based trading is also available and is calculated on the size and type of the transactions involved.

Education

Economics -

Rice University
-

Disclosures

http://www.farriscap.com/disclaimer/

Disclaimer

Planning and Advisory Services offered through Farris Capital Management Inc, a Registered Investment Advisor through the State of Texas.

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