DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
J.K. Financial, Inc. John Kvale
J.K. Financial, Inc.
8222 Douglas Avenue
Suite 590
Dallas, TX 75225
214-706-4300
Fee Only Planning and Management
About J.K. Financial, Inc.
J.K. Financial, Inc. is a Fee Only, Financial Planning and Wealth Management firm that acts as a fiduciary for clients. The firm's founder, John A. Kvale is a CFA Charter holder, and CFP designee, with 18 years of experience. Incorporated in 1995, with the sole purpose of financial advisory services, J.K. Financial, Inc. is a Registered Investment Advisor with the Securities and Exchange Commission. The firm specializes in investment management, and proactively selects individual equities, ETFs, low cost mutual funds, and individual bonds for client portfolios, on a fully discretionary basis. J.K. Financial, Inc does not accept commissions, soft dollars, or order flow rebates. Members of the firm strictly adhere to the CFA Institute Code of Ethics. The firm currently accepts new clients, with investable assets of $1,000,000 or more.
See Disclosures
General Information
Firm Start Year
1991
No. of Employees
5-9
CRD#
2047457
Firm CRD#
114929
Name of Custodial Firm
TD Ameritrade Institutional
States Licensed in
TX
Years of Experience in Financial Services
37
Number of Years with Current Firm
37
Work with the following types of clients
Individual Investors, Non-Profit Organizations, Businesses
Advisory Services Provided
Financial Advice & Consulting, Estate Planning & Trusts, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Risk Management, Education Funding and Planning, Financial Planning for Businesses, Financial Planning for Individuals
Services
Investment Types
Mutual Funds, Options & Futures, Bonds, Stocks
Can meet clients in the following ways
Phone, Our Office, Video Conference
Compliance
Registered Investment Advisor
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, CFA®
Financial Organization Memberships
Financial Planning Association (FPA), CFA Institute
Firm Information
Firm's Number of Clients
106
Firm's Number of Planning Clients
106
Firm's Number of Managed Clients
106
Assets Managed by Firm
$100,000,000
Assets Managed by Advisor
$175,000,000
Compensation and Fees
Fee Structure
Fee-Only
Minimum Portfolio Size for New Managed Accounts
$1,000,000
Fee % Based on Assets
100%
Disclosures
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Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1653899/financialadvisor-J.K.-Financial,-Inc.-detailed-disclosure.html