Financial Synergies is a fee-only Financial Advisor located in
Houston, Texas. We provide comprehensive financial planning
and investment management services. For more than thirty years
we've been serving the financial needs of individuals,
families, and businesses from around the world. When we take
on new clients they become part of our extended family, and in
the past three decades we've developed multi-generational
relationships with many of them.

We are formally structured as an independent Registered
Investment Advisor, and we adhere to the highest fiduciary
standard. Our clients' interests are our top priority. We work
on a fee-only basis and do not sell commission-based products.
This enables us to be objective and free from conflicts of
interest when making recommendations to clients.

Our Advantage
Fee-only: We are paid only by our clients. Most firms in our
industry operate on a commission-based or fee-based approach.
Commission-based firms get paid on the financial products they
sell, and fee-based firms combine commissions and fees. There
are huge conflicts of interest when advisors get paid by the
product company providers. We simply do not engage in this.

Fiduciary: We took a Fiduciary oath to act in the best
interests of our clients at all times.

Holistic: We look at your whole picture. We don't just manage
money. We provide comprehensive financial planning and
investment management to create a total wealth management
experience for our clients.

Boutique: We are a highly specialized financial advisory firm
offering customized services, and our clients experience a
high-touch relationship.

Firm Start Year

1986

No.of Employees

10-19

CRD#

105643

Firm CRD#

105643

States Licensed in

TX

Years of Experience in Financial Services

34

Number of Years with Current Firm

34

I work with the following types of clients

Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Investment Advice & Management, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting, Financial Planning, Estate Planning & Trusts, Education Funding and Planning

Investment Types

REITS, Mutual Funds, Stocks, Bonds, Exchange Traded Funds (ETFs), Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via Email, Via Phone, At my office, At your home, Video Conference, Our Offices

Registered Investment Advisor

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFP^®, Chartered Financial Consultant (ChFC®), MSFS, CFS, ChFC^®

Securities Licenses

Series 65, Series 7

Financial Organization Memberships

Financial Planning Association (FPA)

Assets Managed by Firm

$830,000,000

Assets Managed by Advisor

$1000000000

Fee Structure

Fee Only

Minimum Portfolio Size for New Managed Accounts

$500,000

Compensation Methods

Based on Assets