Roshan Loungani

As an Arete client, you will experience an unparalleled commitment to your financial success that we are uniquely qualified to provide. Each element of our company's structure and lines of business are strategic - from our small size and independence, to our experienced top tier advisors, to the breadth and uniqueness of our investment product offerings. You will not find another wealth management firm that can offer a similar value proposition.

Our Services

Our core services are comprehensive financial planning, asset management and investment banking. We provide these services to individuals, businesses, foundations, nonprofit organizations and their endowments.

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Firm Start Year

2000

No. of Employees

2-4

CRD#

4256993

Firm CRD#

44856

Years of Experience in Financial Services

22

Number of Years with Current Firm

14

Work Experience

Roshan began his financial career in 1997 as an intern with Morgan Stanley Dean Witter in Washington, D.C. In 2000 he joined Ameriprise Financial Services as a financial advisor and manager for American Express. It was here that Roshan began building a reputation as an accomplished fiduciary consultant and trust personal financial advisor.

When Roshan joined Arete Wealth Management in 2008 the firm managed less than $100 million in assets. Today, Arete Wealth Management is an award winning, nationally recognized industry leader with 35 offices and 145 registered advisors throughout the U.S. with more than $4 billion in assets.

Work with the following types of clients

Individual Investors

Advisory Services Provided

Investment Advice & Management, Financial Planning, Retirement Planning, Portfolio Management, Financial Planning for Individuals, 401K Rollovers, Wealth Management

Investment Types

Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Commodities, Insurance, Annuities, Stocks, Bonds, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Phone, Video Conference, Our Office

Registered Investment Advisor

Yes

Registered Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Certifications, Accreditations & Designations

CFP^®, CRPC^®

Securities Licenses

Series 66, Series 7

Insurance and Annuity Licenses

Disability, Annuity, Life, Variable Annuity, Long Term Care, Variable Life, Health

Advisor's Number of Clients

120

Advisor's Number of Managed Clients

120

Advisor's Number of Planning Clients

120

Assets Managed by Advisor

$50,000,000

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Bachelor of Science - Finance & Marketing

University of Maryland
1996 - 1999

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Additional Detailed Disclosures

https://www.financialadvisor.net/disclosure/1880569/financialadvisor-arete-wealth-management,-llc-detailed-disclosure