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Allan Haupert

AJH Wealth Management

13890 Bishop's Drive
Suite 405

Brookfield, WI 53005
(414) 7633867

Specializing in wealth accumulation and preservation.

About AJH Wealth Management

In today's market, it's essential to utilize a financial advisor who can provide insight and guidance based upon a thorough understanding of an investor's unique situation. As your CERTIFIED FINANCIAL PLANNER", my goal is to provide you with the highest level of personal service to help you meet your financial goals.

AJH Wealth Management provides a broad array of services including retirement planning, personal financial consulting, educational planning, and estate planning. Together, we will develop a comprehensive and flexible investment strategy specifically tailored with your investment goals, time horizon, comfort level, and personal preferences in mind.

I am a CERTIFIED FINANCIAL PLANNER" and a CPA and have an MBA degree in Investments, Banking and Finance from the University of Wisconsin. I am registered to conduct business in the following states: CA, CO, IA, IL, IN, KY, MA, MI, MN, MO, NC, and WI.

If you would like to learn more about the services that I have been offering since 1997, please feel free to contact me directly so that we can begin to discuss potential strategies for your financial needs. I am confident that I would be able to demonstrate to you that I really do care about all of my clients and their families.

Allan Haupert is registered with and securities are offered through Kovack Securities, Inc. Member FINRA/SIPC. 6451 North Federal Highway, Suite 1201, Fort Lauderdale, FL 33308 (954) 782-4771. Advisory services offered through Kovack Advisors, Inc.

FINRA Broker Check available at https://brokercheck.finra.org/.

General Information

Firm Start Year

2009

No.of Employees

2-4

CRD#

2932244

Firm CRD#

44848

Name of Broker/Dealer

Kovack Securities, Inc.

Name of Custodial Firm

Fidelity Investments

Years of Experience in Financial Services

23

Number of Years with Current Firm

1

Work Experience

Prior to owning my own firm I worked for Morgan Stanley for 12 years. I also worked for one of the largest public accounting firms in the world for 4 years- Ernst & Young.

I work with the following types of clients

Individual Investors, Businesses

Foreign Languages Serviced

None

Services

Investment Types

Mutual Funds, Exchange Traded Funds (ETFs), Alternative Investments, Stocks, Bonds, Annuities, Options & Futures, Insurance, Socially Responsible Investments (SRI)

I can meet clients in the following ways

At your office, Via phone, At my office, At your home, Via email

Compliance

Registered Investment Advisor

No

Registered Representative

Yes

Investment Advisor Representative

Yes

I am an acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

CPA, CFP™, Certified Financial Planner (CFP

Securities Licenses

Series 7, Series 24, Series 63, Series 65

Insurance and Annuity Licenses

Accident, Life, Disability, Health, Variable Life, Annuity, Variable Annuity, Long Term Care

Financial Organization Memberships

Financial Planning Association (FPA)

Firm Information

Firm's Number of Clients

130

Assets Managed by Firm

$45 million

Advisor's Number of Clients

130

Assets Managed by Advisor

$45 million

Compensation and Fees

Fee Structure

Fee-Based

Compensation Methods

Based on Assets

Fee % Based on Assets

Varies

Education

Master of Business Administration - Finance, Investments, and Banking

University of Wisconsin - Madison
-

Bachelor of Business Administration - Accounting

University of Wisconsin - Whitewater
-

Disclaimer

Allan Haupert is registered with and securities are offered through Kovack Securities, Inc. Member FINRA/SIPC. 6451 North Federal Highway, Suite 1201, Fort Lauderdale, FL 33308 (954) 782-4771. Advisory services offered through Kovack Advisors, Inc. AJH Wealth Management is not affiliated with Kovack Securities, Inc. or Kovack Advisors, Inc.