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Andrew Hermsen

Hermsen Wealth Management

1200 Centennial Centre Blvd
Suite 300

Hobart, WI 54155

920-496-0123

Invested In You

About Hermsen Wealth Management

Andrew Hermsen is an Accredited Investment Fiduciary (AIF) with his own independent financial planning firm located in Northeast Wisconsin. He listens to you and, based on that information, will create a financial plan and investment allocation to help ensure you reach your goals. As an AIF, Andrew works as a fiduciary for you meaning he does not work on commission and only gives advice with your best interests at heart. In a short initial meeting with him, he will answer any financial questions you have. If you feel he can help you achieve your long-term goals, you can discuss working together.

General Information

Firm Start Year

2008

No.of Employees

2-4

CRD#

4673352

Firm CRD#

2225

Insurance License#

2515118

Name of Broker/Dealer

Geneos Wealth Management

Name of Custodial Firm

TD Ameritrade

States Licensed in

AL, AZ, CA, CO, FL, GA, IL, IN, KS, KY, MI, MN, MO, NE, NJ, OH, TX, VA, WA, WI

Years of Experience in Financial Services

19

Number of Years with Current Firm

13

Work with the following types of clients

Individual Investors, Businesses

Advisory Services Provided

Financial Planning for Individuals, Education Funding and Planning, Risk Management, Wealth Management, 401K Rollovers, Retirement Planning, Portfolio Management, Investment Advice & Management, Financial Advice & Consulting, Financial Planning

Services

Investment Types

Bonds, Mutual Funds, Exchange Traded Funds (ETFs), Stocks, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Email, Our Office, Video Conference, Your Office, Via Phone

Compliance

Registered Investment Advisor

Yes

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

I have a clean record

Criminal Disclosures in Last 5 years

I have a clean record

Qualifications & Membership

Certifications, Accreditations & Designations

Accredited Investment Fiduciary® (AIF)

Securities Licenses

Series 7, Series 63, Series 65, Series 6

Insurance and Annuity Licenses

Annuity, Life, Variable Annuity, Variable Life

Firm Information

Assets Managed by Advisor

$314,000,000

Compensation and Fees

Fee Structure

Fee-Based

Minimum Portfolio Size for New Managed Accounts

$0

Compensation Methods

Based on Assets

Education

Bachelors of Science - Personal Finance

University of Wisconsin - Madison
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Disclaimer

Securities offered through Geneos Wealth Management, Inc. Member FINRA/SIPC. Investment Advisory Services offered through N.E.W. Advisory Services, LLC. A Registered Investment Advisor.