DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Cody, WY 82414
307-586-2702
About Absaroka Wealth Management
As an independent financial planning and wealth management firm in our hometown office of Cody, we offer comprehensive, independent advice to individuals, business owners and multi-generational families. Our mission is to have a meaningful impact on our clients financial lives by striving to provide confidence that someone with integrity is in their corner throughout every stage in life. The result: we'll aspire to help you design your own personal legacy thatis suitable for you and your personal vision of success.
Working as a fiduciary to our advisory clients, it is our legal duty to put our clientsneeds first, and act in their best interest while maintaining full transparency throughout the financial planning process. Our name and reputation reflect the high standards we have, and the honest work we seek to do for the people we serve.
See Disclosures
General Information
Firm Start Year
2017
Firm CRD#
6413
Years of Experience in Financial Services
6
Number of Years with Current Firm
4
Work with the following types of clients
Businesses, Individual Investors
Advisory Services Provided
Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, 401K Rollovers, Financial Advice & Consulting, Investment Advice & Management, Estate Planning & Trusts, Insurance Products & Annuities, Financial Planning, Portfolio Management, Retirement Planning
Services
Investment Types
Mutual Funds, Bonds, Stocks, Annuities, Insurance, Exchange Traded Funds (ETFs)
Can meet clients in the following ways
Your Office, Video Conference, Your Home, Our Office, Phone
Compliance
Registered Investment Advisor
Yes
Registered Representative
Yes
Investment Advisor Representative
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Qualifications & Membership
Certifications, Accreditations & Designations
CFP®, ChFC®
Securities Licenses
Series 6, Series 7, Series 63, Series 66
Insurance and Annuity Licenses
Variable Life, Long Term Care, Variable Annuity, Life, Health, Annuity, Accident, Disability
Firm Information
Assets Managed by Firm
$80,000,000
Assets Managed by Advisor
$16,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$50,000
Compensation Methods
Flat Fee, Hourly, Based on Assets, Commissions
Fee % Based on Assets
1.25
Hourly Rate
$250
Education
Bachelors of Business Administration - Entrepreneurship
University of North Dakota
08/01/2016 -05/19/2019
Disclosures
FinancialAdvisor.net provides referrals to financial professionals of LPL Financial, LLC (LPL). FinancialAdvisor.net is not a current client of LPL for brokerage or advisory services. Financial professionals of LPL pay FinancialAdvisor.net cash compensation for these referrals, which creates the incentive for FinancialAdvisor.net to make these referrals, resulting in a conflict of interest.
LPL ADV 2A
https://www.lpl.com/content/dam/lpl-www/documents/disclosures/A58.pdf
Additional Detailed Disclosures