DIRECTORY OF REGISTERED ADVISORS
National Coverage
Local Professionals
Saratoga Springs, NY 12866
518-499-4565
Here to help you simplify your financial success
About Minich MacGregor Wealth Management
From expert financial planning and meticulous portfolio management to insightful guidance on 401K & 403B plans, we're here to provide you with the knowledge and tools you need to confidently navigate your financial future.
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General Information
Firm Start Year
2009
No. of Employees
5-9
automated call
Yes
CRD#
2396461
Firm CRD#
151237
Years of Experience in Financial Services
33
Number of Years with Current Firm
16
Work with the following types of clients
Businesses, Individual Investors, Non-Profit Organizations
Advisory Services Provided
Financial Advice & Consulting, Investment Advice & Management, Financial Planning, Portfolio Management, Retirement Planning, 401K Rollovers, Wealth Management, Money Management, Risk Management, Financial Planning for Individuals, Financial Planning for Businesses, Education Funding and Planning
Services
Investment Types
Mutual Funds, Bonds, Stocks, Commodities, Mortgages & Real Estate, Exchange Traded Funds (ETFs), Alternative Investments, Socially Responsible Investments (SRI)
Can meet clients in the following ways
Email, Phone, Video Conference, Our Office
Compliance
Registered Investment Advisor
Yes
Acknowledged fiduciary
Yes
Compliance Disclosures in Last 5 years
I have a clean record
Criminal Disclosures in Last 5 years
I have a clean record
Firm Information
Firm's Number of Clients
850
Firm's Number of Planning Clients
250
Firm's Number of Managed Clients
850
Assets Managed by Firm
$850,000,000
Compensation and Fees
Fee Structure
Fee-Based
Minimum Portfolio Size for New Managed Accounts
$250,000
Compensation Methods
Based on Assets
Disclosures
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Additional Detailed Disclosures
https://www.financialadvisor.net/disclosure/1893799/financialadvisor-Minich-MacGregor-Wealth-Management-detailed-disclosure.html
Disclaimer
MinichMacGregor Wealth Management is registered as an investment advisor with the SEC and only transacts business in states where it is properly registered, or is excluded or exempted from registration requirements. SEC registration does not constitute an endorsement of the firm by the Commission nor does it indicate that the advisor has attained a particular level of skill or ability.