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Find The Best Financial Advisors in New York

Connecting with the right financial advisor at the right time can help you streamline your financial plan and build financial strategies for the future.

Trusting someone to manage your finances is a big step to take. Finding the right financial advisor in New York involves going through a number of financial expert profiles and a large number of options can leave you confused.

How To Find The Best Financial Advisors & Planners in New York

We at financialadvisor.net can help you solve your dilemma by narrowing down the top registered financial advisors in New York that may best suit your needs.

We understand that each individual’s financial needs are unique to them, and so do our financial advisors. Find, locate and compare financial advisors in New York. Check the advisor’s qualifications, certifications & experience to find the best advisor or planner that would meet your financial requirements.

List of Qualified Financial Advisors in New York

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David W. Treichler

Arabella Wealth Advisors

The University Building
120 E. Washington St. Ste 922

Syracuse, NY 13202

315-430-3283

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Peter Levine

Ameriprise Financial Services, LLC

481 8th Avenue
Suite 1130

New York, NY 10001

212-967-1428

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Gregory Jennings

OMC Financial Services, Ltd.

5789 Widewaters Parkway

Dewitt, NY 13214

315-446-8720

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Matt Dauksza

Excelsior Wealth Partners

225 Wilkinson St

Syracuse, NY 13204

315-527-3590

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Peter D. DAgati

Stembrook Asset Management

405 Lexington Avenue
26th Floor

New York, NY 10174

201-484-0063

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Emil Ben David

Edelman Financial Engines, LLC

1130 RXR Plaza

Uniondale, NY 11556

516-252-1413

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John Patsy

LPL Financial

900 Route 111
Suite 280

Hauppauge, NY 11788

631-350-7024

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Nicholas J Efthemis

Emergent Wealth Advisors, LLC

5500 Main Street
Suite 260

Williamsville, NY 14221

716-828-8390

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Nick Friedman

Edelman Financial Engines, LLC

10 Bank Street

White Plains, NY 10606

914-618-3002

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Paresh B. Shah

PareShah Partners LLC

960 South Broadway, Suite 115-B

Hicksville, NY 11801

516-268-3446

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Philip Capell

Piermont Wealth Management Inc.

48 South Service Road
Suite 102

Melville, NY 11747

631-454-1585

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Richard Dougherty

Echelon Wealth Advisors, LLC

1159 Pittsford Victor Rd
Ste 220

Pittsford, NY 14534

585-381-1861

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Stephen Sassi

Edelman Financial Engines, LLC

406 Forest Ave.

Staten Island, NY 10301

718-313-0303

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Bryant Asset Management

Bryant Asset Management

1280 New Scotland Road

Slingerlands, NY 12159

518-963-5800

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Walter Varian

Edelman Financial Engines, LLC

340 Madison Avenue

New York, NY 10173

646-779-2102

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Strategic Financial Services

Strategic Financial Services

114 Business Park Drive

Utica, NY 13502

800-937-4461

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Altfest Personal Wealth Management

Altfest Personal Wealth Management

445 Park Avenue
6th Floor

New York, NY 10022

212-796-8729

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Farther

Farther Finance, LLC

Four World Trade Center
150 Greenwich St, Ste 2946

New York, NY 10007

720-744-2145

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Personal Capital

Personal Capital

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Prince, NY 10012

650-556-1310

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Thomas Brown

Brown Financial Management Group LLC

950 New Loudon Rd
Suite 105

Latham, NY 12110

518-464-9974

Top Financial Advisor Firms in New York (Ranked by AUM)

Firm Name Firm CRD# Total AUM No. of Clients Fee Structure
GILDER GAGNON HOWE & CO. LLC
475 Tenth Avenue, 12th Floor New York, NY 10018-1120
2002 $20,112,768,647 9031 A percentage of AUM
Commision Based
BELLE HAVEN INVESTMENTS, L.P.
800 Westchester Avenue, Suite N607 Rye Brook, NY 10573-1301
29278 $15,956,646,245 17294 A percentage of AUM
HSBC SECURITIES (USA) INC.
452 Fifth Avenue, New York, NY 10018
19585 $3,856,530,902 15727 A percentage of AUM
Fixed fees
Performance Based
BNY MELLON SECURITIES CORPORATION
240 Greenwich Street, 9th Floor East New York, NY 10286-0001
231 $2,481,367,832 3995 A percentage of AUM
CREDIT SUISSE SECURITIES (USA) LLC
11 Madison Avenue, New York, NY 10010
816 $771,367,168 22 A percentage of AUM
Performance Based
Other (TRANSACTION-BASED FEE)
BMO CAPITAL MARKETS CORP.
151 West 42nd Street, New York, NY 10036
16686 $714,517,194 2 A percentage of AUM
Other (FEES FOR SECURITIES TRADING IDEAS AND RESEARCH)
GAGNON SECURITIES, LLC
1370 6th Avenue, 26th Floor New York, NY 10019
103727 $710,114,755 1192 A percentage of AUM
Commision Based
TRUBEE, COLLINS & CO., INC.
1350 One M & T Plaza, Buffalo, NY 14203
3618 $598,534,126 977 A percentage of AUM
Fixed fees
LESKO SECURITIES, INC.
400 Plaza Drive, Ste A Vestal, NY 13850
10091 $333,145,019 1405 A percentage of AUM
Hourly charges
LEIGH BALDWIN & CO., LLC
112 Albany Street, Cazenovia, NY 13035
38751 $182,368,225 779 A percentage of AUM
Other (SOLICITOR/REFERRAL FEES FROM OTHER RIA'S)
IBN FINANCIAL SERVICES, INC
404 Old Liverpool Rd, Liverpool, NY 13088
42360 $151,424,285 744 A percentage of AUM
Hourly charges
Other (SELECTION AND MONITORING FEES)
R. F. LAFFERTY & CO., INC.
40 Wall Street, New York, NY 10005
2498 $103,435,214 159 A percentage of AUM
Commision Based
DEUTSCHE BANK SECURITIES INC.
1 Columbus Circle, New York, NY 10019
2525 $71,102,389 24 A percentage of AUM
Fixed fees
NEEDHAM & COMPANY, LLC
250 Park Avenue, New York, NY 10177
16360 $0 0 Fixed fees
Commision Based
Other (PURSUANT TO CSA AGREEMENTS)
MMA SECURITIES LLC
1166 Avenue Of The Americas, New York, NY 10036
44254 $0 0 Hourly charges
Fixed fees
Commision Based
Other (BASED ON ASSETS)

Additional Financial Advisors in New York

* Additional advisors listing is provided in partnership with Yext

Financial Advisor Office Location Phone Number
Blue Rider Group
Inquire with Blue
399 Park Ave, 12th Fl New York, NY 10022 212-893-6432
Andrew J Lask Jr.
Inquire with Andrew
1290 Avenue Of The Americas, Fl 12 New York, NY 10104 212-893-7591
Andrew Buscetto
Inquire with Andrew
427 Bedford Rd, Ste 330 Pleasantville, NY 10570 914-747-0810
Blake Bainou
Inquire with Blake
1 Penn Plaza 43rd, Fl New York, NY 10119 212-643-5725
Alexander Kupferberg
Inquire with Alexander
590 Madison Avenue 11th, Floor New York, NY 10022 212-307-2963
Aleksandr Guzenfeld
Inquire with Aleksandr
590 Madison Avenue, 11th Floor New York, NY 10022 212-307-2856
Arlene Scozzaro
Inquire with Arlene
55 East 52nd St, 29th, Fl New York, NY 10055 212-649-8509
Anthony P. Longobucco Associates
Inquire with Anthony
550 Mamaroneck Avenue, Suite 402 Harrison, NY 10528 914-698-0172
Barbara Yee
Inquire with Barbara
399 Park Ave 12th, Fl New York, NY 10022 212-893-6388
Brian P. Dunne
Inquire with Brian
1 Penn Plaza 43rd, Fl New York, NY 10119 212-643-5916

Frequently Asked Questions

Why should I hire a financial advisor to manage my money?

The core objective of a financial advisor is to get your finances on the right track & help you strategize your spendings, investments & savings to mitigate the future financial risks. A financial advisor creates a plan for you based on your short term & long term financial goals keeping the market situations into consideration and provides you a roadmap to attain those goals.

How can I pick a good financial advisor?

A good financial advisor is the one who has a sound knowledge of managing finances, the experience of working with market ups & downs & most importantly - understands your financial goals & needs well. To find a 'good' financial advisor, you need to get your financial goals defined & choose the best fiduciary financial advisor that puts your best interest on priority. Choose the best financial advisor for you with our financial advisor's directory.

What's the difference between a financial planner and a financial advisor?

A financial advisor provides a vast spectrum of advisory investment management, debt repayment, tax planning, estate planning, retirement planning, insurance depending on your need, whereas a financial planner helps you create a financial plan to help you meet your goals. While the work of a financial planner & a financial overlap at a certain point, there is a fine line of difference based on cost, goals & way of working between the two.

How much money should I have before getting a financial advisor?

The cost of a financial advisor depends upon factors like experience, certifications & the type of financial advisor. Cost varies as per the type of financial advisor you choose as no one-size-fits-all compensation option for advisors. The most common ways a financial advisor is compensated are fee-only, hourly rates, commission-based, fixed flat rates & percentage of the account. You need to talk to your advisor about the cost involved before hiring the one.

What type of financial advisor do I need?

Given a wide variety of financial advisors, if you are unable to analyze the type of financial advisor you need, you should consult an advisor who can look at the complete picture. In general terms, the CFP or ChFC certified financial advisor is a preferred choice as in order to achieve the certification one needs a good amount of hands-on experience.

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