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Find The Best Financial Advisors in New York, New York

New York, the famous big apple, has a population of over 8 million. In other words, one in every 38 Americans resides in the city. With over 10% of the population being high net-worth individuals, New York is one of the most expensive cities in the United States. Choosing a financial advisor that will help in crucial areas such as financial planning, investment management, and more would be highly beneficial if you live in the area. It’s often challenging to find top financial advisors, especially since NYC has over 12,300 professional financial advisors to choose from. Here at FinancialAdvisor.net, we make it easy for you to connect with vetted financial advisors who would be the best fit for you, so you can start building wealth faster.

How To Find The Best Financial Advisors in New York, New York

Last Updated - 30-Jan-2023

If you’re looking for qualified financial advisors in New York, New York, FinancialAdvisor.net is a useful resource. We've compiled a list of the 10 vetted financial advisors and 1353 non-vetted financial advisors in New York, New York, along with their fee structure, investment strategies, financial services they provide, and more. These financial advisors in New York, New York have an average of 21 years of experience.

If you need more personalized assistance, you may also use our free financial advisor match service to find, compare and connect with 2 to 3 financial advisors matched to your specific needs, who serve in your area.

List of Qualified Financial Advisors in New York, New York

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Peter Levine

Ameriprise Financial Services, LLC

481 8th Avenue
Suite 1130

New York, NY 10001

212-967-1428

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Peter D. D'Agati

Stembrook Asset Management

405 Lexington Avenue
26th Floor

New York, NY 10174

201-484-0063

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Altfest Personal Wealth Management

Altfest Personal Wealth Management

445 Park Avenue
6th Floor

New York, NY 10022

212-796-8729

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Farther

Farther Finance, LLC

Four World Trade Center
150 Greenwich St, Ste 2946

New York, NY 10007

720-744-2145

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Personal Capital

Personal Capital

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Prince, NY 10012

650-556-1310

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Frank Lepore

Bleakley Financial Group

100 Passaic Avenue
Suite 300

Fairfield, NJ 07004

973-244-4237

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Paresh B. Shah

PareShah Partners LLC

960 South Broadway, Suite 115-B

Hicksville, NY 11801

516-268-3446

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Charles Helme

BH Asset Management, LLC

777 W Putnam Ave. 3rd Floor

Greenwich, CT 06830

203-987-6227

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Peter Gellman

Palmerston Group Advisors, LLC

320 Raritan Avenue, Suite 302

Highland Park, NJ 08904

732-248-5777

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Philip Capell

Piermont Wealth Management Inc.

48 South Service Road
Suite 102

Melville, NY 11747

631-454-1585

Top Financial Advisor Firms in New York (Ranked by AUM)

Firm Name Firm CRD# Total AUM No. of Clients Fee Structure
VAN ECK ASSOCIATES CORP.
666 Third Avenue, 9th Floor New York, NY 10017-4033
105080 $68,402,533,420 85 A percentage of AUM
GILDER GAGNON HOWE & CO. LLC
475 Tenth Avenue, 12th Floor New York, NY 10018-1120
2002 $20,112,768,647 9031 A percentage of AUM
Commision Based
HSBC SECURITIES (USA) INC.
452 Fifth Avenue, New York, NY 10018
19585 $3,856,530,902 15727 A percentage of AUM
Fixed fees
Performance Based
BNY MELLON SECURITIES CORPORATION
240 Greenwich Street, 9th Floor East New York, NY 10286-0001
231 $2,481,367,832 3995 A percentage of AUM
SIGNATURE SECURITIES GROUP CORP.
1177 Avenue Of The Americas, 11th Floor, New York, NY 10036
104233 $1,095,258,974 1964 A percentage of AUM
GRIFFIN ASSET MANAGEMENT, LLC
230 Park Avenue, 4th Floor New York, NY 10169
104548 $945,320,067 661 A percentage of AUM
Fixed fees
Performance Based
CREDIT SUISSE SECURITIES (USA) LLC
11 Madison Avenue, New York, NY 10010
816 $771,367,168 22 A percentage of AUM
Performance Based
Other (TRANSACTION-BASED FEE)
BMO CAPITAL MARKETS CORP.
151 West 42nd Street, New York, NY 10036
16686 $714,517,194 2 A percentage of AUM
Other (FEES FOR SECURITIES TRADING IDEAS AND RESEARCH)
GAGNON SECURITIES, LLC
1370 6th Avenue, 26th Floor New York, NY 10019
103727 $710,114,755 1192 A percentage of AUM
Commision Based
HEROLD ADVISORS, INC.
845 Third Avene Suite 17, New York, NY 10022-7513
105090 $376,020,301 315 A percentage of AUM
CAPITAL MANAGEMENT ASSOCIATES INC
140 Broadway, 44th Floor, New York, NY 10005
104783 $136,383,933 42 A percentage of AUM
R. F. LAFFERTY & CO., INC.
40 Wall Street, New York, NY 10005
2498 $103,435,214 159 A percentage of AUM
Commision Based
DEUTSCHE BANK SECURITIES INC.
1 Columbus Circle, New York, NY 10019
2525 $71,102,389 24 A percentage of AUM
Fixed fees
NEEDHAM & COMPANY, LLC
250 Park Avenue, New York, NY 10177
16360 $0 0 Fixed fees
Commision Based
Other (PURSUANT TO CSA AGREEMENTS)
MMA SECURITIES LLC
1166 Avenue Of The Americas, New York, NY 10036
44254 $0 0 Hourly charges
Fixed fees
Commision Based
Other (BASED ON ASSETS)

Additional Financial Advisors in New York

* Additional advisors listing is provided in partnership with Yext

Financial Advisor Office Location Phone Number
Blue Rider Group
Inquire with Blue
399 Park Ave, 12th Fl New York, NY 10022 212-893-6432
Andrew J Lask Jr.
Inquire with Andrew
1290 Avenue Of The Americas, Fl 12 New York, NY 10104 212-893-7591
Blake Bainou
Inquire with Blake
1 Penn Plaza 43rd, Fl New York, NY 10119 212-643-5725
Alexander Kupferberg
Inquire with Alexander
590 Madison Avenue 11th, Floor New York, NY 10022 212-307-2963
Aleksandr Guzenfeld
Inquire with Aleksandr
590 Madison Avenue, 11th Floor New York, NY 10022 212-307-2856
Arlene Scozzaro
Inquire with Arlene
55 East 52nd St, 29th, Fl New York, NY 10055 212-649-8509
Barbara Yee
Inquire with Barbara
399 Park Ave 12th, Fl New York, NY 10022 212-893-6388
Brian P. Dunne
Inquire with Brian
1 Penn Plaza 43rd, Fl New York, NY 10119 212-643-5916
Brian M Biegen
Inquire with Brian
522 5th Avenue, 11th Floor New York, NY 10036 212-603-6107
Adam Prescott Jacobs
Inquire with Adam
522 5th Avenue, 11th, Floor New York, NY 10036 212-603-6246

Frequently Asked Questions

Why should I hire a financial advisor to manage my money?

The core objective of a financial advisor is to get your finances on the right track & help you strategize your spendings, investments & savings to mitigate the future financial risks. A financial advisor creates a plan for you based on your short term & long term financial goals keeping the market situations into consideration and provides you a roadmap to attain those goals.

How can I pick a good financial advisor?

A good financial advisor is the one who has a sound knowledge of managing finances, the experience of working with market ups & downs & most importantly - understands your financial goals & needs well. To find a 'good' financial advisor, you need to get your financial goals defined & choose the best fiduciary financial advisor that puts your best interest on priority. Choose the best financial advisor for you with our financial advisor's directory.

What's the difference between a financial planner and a financial advisor?

A financial advisor provides a vast spectrum of advisory investment management, debt repayment, tax planning, estate planning, retirement planning, insurance depending on your need, whereas a financial planner helps you create a financial plan to help you meet your goals. While the work of a financial planner & a financial overlap at a certain point, there is a fine line of difference based on cost, goals & way of working between the two.

How much money should I have before getting a financial advisor?

The cost of a financial advisor depends upon factors like experience, certifications & the type of financial advisor. Cost varies as per the type of financial advisor you choose as no one-size-fits-all compensation option for advisors. The most common ways a financial advisor is compensated are fee-only, hourly rates, commission-based, fixed flat rates & percentage of the account. You need to talk to your advisor about the cost involved before hiring the one.

What type of financial advisor do I need?

Given a wide variety of financial advisors, if you are unable to analyze the type of financial advisor you need, you should consult an advisor who can look at the complete picture. In general terms, the CFP or ChFC certified financial advisor is a preferred choice as in order to achieve the certification one needs a good amount of hands-on experience.

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