We provide great service:

Our entire team of financial advisors and staff are dedicated to our clients success and wellbeing. Leveraging the latest technology coupled with old-fashioned personal service, we do our very best to exceed our clients expectations every single day.

We educate:

We do much more than manage our clients money. We help them build a path to financial success and realization of their life goals through ongoing education and behavioral coaching.

We give back:

We are a locally-owned firm dedicated to giving back to our community through our Bryant Asset Generations Grant program, sponsorship of the annual Delmar Dash, and ongoing support of numerous charities and community organizations.

Reid Prinzo is dually registered as a registered representative and investment adviser representative of Commonwealth Financial Network. In these roles, Reid Prinzo is able to offer two types of accounts: brokerage accounts and asset management accounts. When serving as your advisor on a brokerage account, Reid Prinzo is required to act in accordance with the requirements of Regulation Best Interest (Reg BI). When serving as your advisor on an asset management account, Reid Prinzo is required to act in a fiduciary capacity.

More information is available in Commonwealth’s Form CRS.

Firm Start Year

1951

No.of Employees

5-9

CRD#

5524806

Firm CRD#

8032

Name of Broker/Dealer

Commonwealth Financial Network

States Licensed in

NY, VT, TX, FL

Years of Experience in Financial Services

14

Number of Years with Current Firm

3

Work with the following types of clients

Investment Clubs, Businesses, Individual Investors, Non-Profit Organizations

Advisory Services Provided

Portfolio Management, Investment Advice & Management, 401K Rollovers, Wealth Management, Money Management, Risk Management, Education Funding and Planning, Financial Planning for Individuals, Financial Planning for Businesses, Tax Advice and Services, Financial Advice & Consulting, Financial Planning, Insurance Products & Annuities, Estate Planning & Trusts, Retirement Planning

Investment Types

Mutual Funds, Options & Futures, Alternative Investments, Exchange Traded Funds (ETFs), Insurance, Annuities, Commodities, Stocks, Bonds, Mortgages & Real Estate, Socially Responsible Investments (SRI)

Can meet clients in the following ways

Via Phone, Our Office, Your Home, Video Conference, Via Email

Registered Representative

Yes

Investment Advisor Representative

Yes

Acknowledged fiduciary

Yes

Compliance Disclosures in Last 5 years

Have a clean record

Criminal Disclosures in Last 5 years

Have a clean record

Certifications, Accreditations & Designations

CFA^®, CHARTERED FINANCIAL ANALYST

Securities Licenses

Series 24, Series 63, Series 7, Series 6, Series 51

Insurance and Annuity Licenses

Disability, Annuity, Variable Life, Long Term Care, Variable Annuity, Life

Firm's Number of Clients

500

Assets Managed by Firm

$400 million

Compensation Methods

Based on Assets

https://adviserinfo.sec.gov/firm/brochure/8032
https://content.commonwealth.com/media/WiserAdvisor_Solicitor_DisclosureDoc_Conor_Bryant_Shawn_Maloney_and_Reid_Prinzo.pdf

Securities and advisory services offered through Commonwealth Financial Network®, www.FINRA.org / www.SIPC.org, a Registered Investment Adviser. This communication is strictly intended for individuals residing in the states of AL, AZ, CA, CO, CT, DE, FL, GA, ID, IN, LA, MA, MD, ME, MI, NC, NE, NH, NJ, NV, NY, OH, OK, PA, SC, VA, VT, WA, WI. No offers may be made or accepted from any resident outside these states due to various state requirements and registration requirements regarding investment products and services.