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VAUGHAN AND COMPANY SECURITIES, INC.

Tel: 201 444-1361
68 Passaic Street
Ridgewood, New Jersey  07450-9901

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VAUGHAN AND COMPANY SECURITIES, INC.

VAUGHAN AND COMPANY SECURITIES, INC. is a Ridgewood, New Jersey based financial advisory firm with nearly $280,000,000 in assets under management and provides investment advisory services for 458 clients. There are currently 7 financial advisors at the firm.

General Information

Advisory Services Provided:

Financial planning services , Portfolio management for individuals and/or small businesses , Pesnsion consulting services , Selection for other advisors , Other (CONSULTING SERVICES)

Fee Structure:

A percentage of AUM, Fixed fees, Performance Based, Other (SELECTION OF TPM

Firm CRD#:

18826

SEC#:

801-118757

No. of Clients:

458

Assets under Management

$280,000,000

No. of Advisors:

7

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