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VAUGHAN AND COMPANY SECURITIES, INC.

Tel: 201 444-1361
68 Passaic Street
Ridgewood, New Jersey  07450-9901

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VAUGHAN AND COMPANY SECURITIES, INC.

VAUGHAN AND COMPANY SECURITIES, INC. is a Ridgewood, New Jersey based financial advisory firm with nearly $275,000,000 in assets under management and provides investment advisory services for 477 clients. There are currently 8 financial advisors at the firm.

General Information

Advisory Services Provided:

Financial Planning, Portfolio Management for Individuals, Pension Consulting Services, Selection of Other Advisors

Fee Structure:

A percentage of AUM, Fixed fees, Performance Based, Other (SELECTION OF TPM

Firm CRD#:

18826

SEC#:

801-118757

No. of Clients:

477

Assets under Management

$275,000,000

No. of Advisors:

8

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