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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Tel: 800-637-7455
One Bryant Park
New York, New York  10036

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED is a New York, New York based financial advisory firm with nearly $1,271,593,679,276 in assets under management and provides investment advisory services for 2911578 clients. There are currently 34934 financial advisors at the firm.

General Information

Advisory Services Provided:

Portfolio management for individuals and/or small businesses , Portfolio management for businesses or institutional clients , Pesnsion consulting services , Selection for other advisors , Education seminars/workshops , Other (PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D)

Fee Structure:

A percentage of AUM, Fixed fees, Commission Based

Firm CRD#:

7691

SEC#:

801-14235

No. of Clients:

2911578

Assets under Management

$1,271,593,679,276

No. of Advisors:

34934

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